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    Customer Relationship Summary
    Account Application & Agreement
    Account Application Supplemental
    Account Transfer Form
    Account Update Form
    ACH MoneyLink Form
    Axos Cash Plus Application (Checkwriting & VISA Debit Card)
    Corporate Account Certification
    Inherited IRAS – Beneficiary Required Election (required for all Inherited IRAs)
    Inherited Traditional IRA Adoption Agreement
    Inherited Roth IRA Adoption Agreement
    Institutional Account Application
    Letter of Authorization – 3rd Party Distributions
    Letter of Authorization – Internal Transfer
    LLC Certification
    Retirement Account Distribution
    Roth IRA Adoption Agreement
    Trading Authorization Agreement
    Traditional IRA Adoption Agreement
    Trust Certification (Trust Accounts)
    Margin Agreement (available upon request – please contact us) 
    Option Agreement (available upon request – please contact us)
    SW Financial Privacy Statement
    SW Financial Schedule of Fees

    RESOURCES

    SEC Rule 606

    Business Continuity Plan

    Patriot Act

    Privacy Statement

    Schedule of Fees

    ABOUT

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    SW Financial is an independent brokerage and investment bank that offers an array of investment products and services to private clients, small businesses, institutions and corporations.

    © 2019 by SW FINANCIAL